DISCLAIMER

This web site is intended for United States citizens and residents and that any information on the web site is intended solely for such persons. Thoma Capital Management LLC dba Chesapeake Financial Advisors is a registered investment adviser located in the State of Maryland. Thoma Capital Management LLC dba Chesapeake Financial Advisors is in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Thoma Capital Management LLC dba Chesapeake Financial Advisors maintains clients, including Maryland, Texas, Virginia, Florida and Pennsylvania. Thoma Capital Management LLC dba Chesapeake Financial Advisors may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Thoma Capital Management LLC dba Chesapeake Financial Advisors web site is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, Thoma Capital Management LLC dba Chesapeake Financial Advisors does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Thoma Capital Management LLC dba Chesapeake Financial Advisors with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Thoma Capital Management LLC dba Chesapeake Financial Advisors , please contact the state securities law administrators for those states in which Thoma Capital Management LLC dba Chesapeake Financial Advisors  is required to register.

Links to Third Party Websites: Information throughout this site, whether quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information.  Nothing on this web-site should be interpreted to state or imply that past results are an indication of future performance. Neither we or our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO THE ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY ‘LINKED’ WEB-SITE.

Market Commentary and Analysis: Specific holdings are as of the date of the report and are provided for illustrative purposes only.  Any specific holdings may no longer be reflective of Thoma Capital Management LLC dba Chesapeake Financial Advisors or it’s clients current holdings. Moreover, no current or prospective investor should assume that any holdings are appropriate for his/her/its specific investment portfolio, or that an investment in holdings referred to in our analysis will be profitable.  Thoma Capital Management dba Chesapeake Financial Advisors commentary is for informational purposes only.  It is not investment advice.  Consult a broker/advisor before taking any action on any securities mentioned on this site.  All statements and expressions are the opinion of those writers and are not meant to be either investment advice or a solicitation or recommendation to buy, sell, or hold securities.  Past performance is not a guarantee of future results.

AWARDS DISCLAIMER

The Baltimore Sun award/recognition was based on an anonymous vote by Readers of the Baltimore Sun Newspaper. Chesapeake Financial did not compensate any individual or organization for this award, nor were there any admission or administrative fees paid.

The Expertise.com award/recognition was not compensated, nor were there any subscription or administrative fees paid. Link to criteria: https://www.expertise.com/md/baltimore/financial-advisors

SOCIAL MEDIA DISCLAIMER

Clicking the Like button does not constitute a testimonial for or endorsement of the Company. This is the only mechanism available to circulate our social media pages. "Like" is not meant in the traditional sense. Posts must refrain from recommending investment advisory services or providing testimonials for the Company. Because testimonials relative to investment advisory services are strictly prohibited, any such postings are subject to removal. This is a regulatory requirement and has no bearing on how much we value our clients' opinions. No one posting or commenting on this platform should post specific securities recommendations. Questions about a specific investment adviser or security cannot be answered, and may be removed from the page.

Photos and images should not be construed as an endorsement of the adviser by any client. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.

Information provided is general in nature and does not constitute personalized investment advice. A professional adviser should be consulted before implementing any of the options presented. Any tax and estate planning information provided is general in nature and should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation.

Information on this website is not an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. Hyperlinks on this website are provided as a convenience and we disclaim any responsibility for information, services or products found on pages linked hereto.

PRIVACY DISCLOSURE DOCUMENT

Thoma Capital Management LLC
dba Chesapeake Financial Advisors
401 Jefferson Avenue
Towson, Maryland 21286

Chesapeake Financial Advisors has adopted this privacy policy with recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you. We want you to know what information we collect and how we use and safeguard that information.

Information We Collect: We collect certain nonpublic information about you ("Customer Information"). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:

  • Information that you provide on applications or other forms. This Customer Information may include personal and household information such as income, spending habits, investment objectives, financial goals, statements of account, and other records concerning your financial condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax returns.
  • Identifying information such as your name, age, address, social security number, etc.
  • Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen investment sponsors).
  • Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other various materials we may use to provide an appropriate recommendation or to fill a service request.

Security of Your Information: We restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.

Information We Disclose: We do not disclose the nonpublic personal information we collect about our customers to anyone except: (i) in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the authorized services (such as broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, consultants, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law.

We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose.

Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to our privacy policies, which may be amended from time to time.
Changes to Our Privacy Policy: In the event there were to be a material change to our privacy policy regarding how we use your confidential information, we will provide written notice to you. Where applicable, you would be given an opportunity to limit or opt-out of such disclosure arrangements.

Questions: If you have questions about this privacy notice or about the privacy of your customer information call our main number 410-823-5442 and ask to speak to the Chief Compliance Officer.

INFORMATION SAFEGUARDING

Thoma Capital Management LLC dba Chesapeake Financial Advisors will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, we will maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.